Dan L. Mauss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Lawrence Mauss was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1981. Dan had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1985 - May 6, 1993
WASATCH STOCK TRADING, INC.
November 30, 1981 - March 11, 1985
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WASATCH STOCK TRADING, INC.
CRD#: 16735 / SEC#: , 8-34451
Contact information
Documents
Red Flags
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