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CJ

Charles Endler Johnson

CRD# 1023451·Registered 1982 - 2005
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Endler Johnson, who also goes by Chuck Johnson, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1982 - 2005. Charles had worked at 3 firms and has passed the Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chuck Johnson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

Past

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.Past·CRD# 27884
BD
San Mateo, CA
December 14, 2004 - December 2, 2005
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.Past·CRD# 27884
BD
San Mateo, CA
September 7, 1994 - October 9, 2002
FRANKLIN/TEMPLETON DISTRIBUTORS, LLCPast·CRD# 332
BD
San Mateo, CA
March 2, 1982 - October 9, 2002
TEMPLETON FUNDS DISTRIBUTOR, INC.Past·CRD# 3329
BD
St. Petersburg, FL
March 24, 1993 - June 1, 1993

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Current Firm

TI
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

TEMPLETON PORTFOLIO ADVISORY, INC. | UNIVERSITY INVESTMENT MANAGEMENT, INC. | TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. | TEMPLETON PRIVATE CLIENT GROUP ("TPCG"), A CORPORATE DIVISION OF TEMPLETON/FRANKLIN INVESTMENT SERVICES, INC. | TEMPLETON PRIVATE CLIENT GROUP

CRD#: 27884 / SEC#: 8-43206
BD
Terminated by SEC on 09/29/2023

Contact Information

Established

Delaware since 10/01/1987

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER 100%—
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER & DIRECTOR2303713
MASOM, JEFFREY SCOTTPRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR2870966

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Apr 1996About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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