TT
Thomas C. Theodore
WEALTH STRATEGIES COUNSELORS,
NAPERVILLE, IL 60563
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CRD#: 1023447
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Professional summary
Thomas Charles Theodore, CFP®, who also goes by Tom Theodore, is a registered financial advisor currently at WEALTH STRATEGIES COUNSELORS, INC located in Naperville, Illinois and OSAIC WEALTH, INC. located in Naperville, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Theodore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AZ RENTAL PROPERTIES POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2001 ADDRESS: 643 Oakhurst Dr, Naperville IL 60540 DESCRIPTION: collects rents 2. WEALTH STRATEGIES COUNSELORS, INC POSITION: President NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 01/30/1998 ADDRESS: 1770 Park St., Ste 204, Naperville IL 60563, United States DESCRIPTION: Comprehensive financial planning firm 3. THOMAS THEODORE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1977 ADDRESS: 1770 Park St, Suite 204, Naperville IL 60563, United States DESCRIPTION: I sell life, disabilty insurance & fixed annuities. 4. TAX & INVESTMENT SERVICES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1992 ADDRESS: 1770 Park St.,, Ste 204, Naperville IL 60563, United States DESCRIPTION: This corporation is holding company for commissions earned by myself from FSC. 5. TAX & ACCOUNTING STRATEGIES, INC.; POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1985 ADDRESS: 1770 Park St, suite 204, Naperville IL 60563, United States DESCRIPTION: Tax preparation and bookkeeping. 6. 1770 PARK ST. OFFICE CONDO BOARD POSITION: Other - Board member - VP NATURE: Other - We own an office condo and I am on the board that meets four toimes a year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2002 ADDRESS: 1770 Park St, suite 204, Naperville IL 60563, United States DESCRIPTION: I attend board meeting and vote on budget and operating policies for the building carried out by management company. 7. OSAIC WEALTH, INC. POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 3 START DATE: 11/3/2023 ADDRESS: 1770 Park St, suite 204, Naperville IL 60563, United States DESCRIPTION: Trading client accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Charles Theodore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
November 16, 1998 - Present
WEALTH STRATEGIES COUNSELORS, INC
Office #1: 1770 Park St Ste 204, Naperville, IL 60563RIA
CRD#: 122292
NAPERVILLE, IL
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 1770 Park Street Suite 204, Naperville, IL 60563RIA
BD
CRD#: 23131
NAPERVILLE, IL
Past
January 24, 1997 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
NAPERVILLE, IL
Past
January 11, 1996 - January 28, 1997
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
July 31, 1986 - December 31, 1995
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
January 2, 1986 - February 22, 1986
MESIROW INVESTMENT SERVICES, INC.
BD
CRD#: 15113
Past
November 9, 1984 - August 11, 1986
INVESTACORP, INC.
BD
CRD#: 7684
Past
August 25, 1983 - November 28, 1984
LPL FINANCIAL LLC
BD
CRD#: 6413
Past
December 24, 1981 - September 26, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2023)
RR
California(11/3/2023)
RR
Colorado(11/3/2023)
RR
Florida(11/3/2023)
RR
Georgia(11/3/2023)
IAR
Illinois(11/16/1998)
RR
Illinois(11/3/2023)
RR
Indiana(11/3/2023)
RR
Kentucky(11/3/2023)
RR
Maryland(11/3/2023)
RR
Michigan(11/3/2023)
RR
Minnesota(11/3/2023)
RR
Missouri(11/3/2023)
RR
New Jersey(11/3/2023)
RR
North Carolina(11/3/2023)
RR
Ohio(5/10/2024)
RR
Pennsylvania(11/3/2023)
RR
South Carolina(11/3/2023)
RR
Tennessee(11/3/2023)
RR
Texas(11/3/2023)
RR
Virginia(11/3/2023)
RR
Washington(11/3/2023)
RR
Wisconsin(11/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WEALTH STRATEGIES COUNSELORS, INC
WEALTH STRATEGIES COUNSELORS, INC
CRD#: 122292 / SEC#:
Illinois
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Contact information
Main Address
1770 Park St Ste 204, Naperville, IL 60563
Mailing Address
Phone number
(630) 369-0916
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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