Page T. Reece
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Page Taylor Reece, who also goes by Page Derieux Taylor, was a registered financial professional .
Page is a previously registered financial professional and started their career in finance in 1982. Page had worked at 3 firms and has passed the Series 63, Series 65, Series 6, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2006 - December 8, 2008
ULTIMUS FUND DISTRIBUTORS, LLC
August 18, 1997 - May 21, 2026
BROCKENBROUGH
June 18, 1993 - June 29, 1993
FIRST UNION CAPITAL MARKETS CORP.
January 21, 1982 - April 16, 1990
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/21/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
