Melvin W. Woerz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin William Woerz, who also goes by Melvin William Weerz, Mel Woerz, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1981. Melvin had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1986 - July 1, 1986
MONVEST SECURITIES, INC.
September 19, 1985 - December 3, 1985
ALLIED CAPITAL GROUP, INC.
March 5, 1985 - October 3, 1985
R.H. STEWART & CO., INC.
September 1, 1984 - December 27, 1984
WALL STREET WEST, INC.
September 9, 1983 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
September 3, 1982 - September 19, 1983
BLINDER, ROBINSON & CO., INC.
December 18, 1981 - September 21, 1982
CORNERSTONE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MONVEST SECURITIES, INC.
CRD#: 14013 / SEC#: , 8-33427
Contact information
Documents
Red Flags
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