Brian J. Higgins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Higgins was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1983. Brian had worked at 7 firms and has passed the Series 63, Series 57TO, Series 62, SIE and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2008 - October 28, 2022
ABERDEEN FUND DISTRIBUTORS, LLC
January 29, 2002 - October 2, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
February 16, 2000 - October 1, 2001
NATIONWIDE SECURITIES, LLC
June 14, 1993 - January 7, 2000
JANNEY MONTGOMERY SCOTT LLC
May 21, 1990 - June 22, 1993
RUTHERFORD, BROWN & CATHERWOOD, LLC
January 7, 1986 - May 23, 1990
W.H. NEWBOLD'S SON & CO., INC.
March 3, 1983 - January 7, 1986
BOENNING & SCATTERGOOD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 8/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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