Timothy J. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Burke, who also goes by Tim Burke, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 19 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2000 - July 10, 2001
INVESTIN SECURITIES CORP.
February 11, 2000 - September 28, 2000
DONNELLY & CO., LLC
June 11, 1999 - August 26, 1999
MILESTONE FINANCIAL SERVICES, INC.
February 19, 1998 - September 24, 1998
DINA SECURITIES, INC.
June 23, 1997 - February 26, 1998
PROTECTIVE GROUP SECURITIES CORPORATION
February 25, 1997 - May 9, 1997
HERITAGE WEST SECURITIES, INC.
September 17, 1996 - February 20, 1997
PROTECTIVE GROUP SECURITIES CORPORATION
May 7, 1996 - August 26, 1996
HUNTER WORLD MARKETS, INC.
August 28, 1995 - March 12, 1996
STRATEGIC RESOURCE MANAGEMENT, INC.
February 10, 1994 - July 6, 1995
SMITH, BENTON & HUGHES, INC.
June 1, 1993 - August 5, 1993
CENTEX SECURITIES, INCORPORATED
March 1, 1991 - May 19, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.
December 11, 1990 - April 2, 1991
PRINCETON AMERICAN EQUITIES CORPORATION
October 30, 1990 - November 29, 1990
WESTOK SECURITIES, INC.
February 8, 1989 - November 1, 1990
FIRST AMERICAN BILTMORE SECURITIES, INC.
May 9, 1988 - February 7, 1989
FIRM ONE SECURITIES, INCORPORATED
November 28, 1986 - May 3, 1988
PRINCETON AMERICAN EQUITIES CORPORATION
January 24, 1986 - June 25, 1986
FIRST AFFILIATED SECURITIES, INC.
December 13, 1984 - November 11, 1985
LEHMAN BROTHERS INC.
August 1, 1984 - December 10, 1984
SECURITIES NETWORK, INC.
May 10, 1983 - July 31, 1984
RENNIE & COMPANY, INC.
July 7, 1982 - March 24, 1983
FIRST AFFILIATED SECURITIES, INC.
April 27, 1982 - October 25, 1983
CONTINENTAL AMERICAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTIN SECURITIES CORP.
CRD#: 39295 / SEC#: , 8-48614
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIRECT ACCESS TRADER | PARENT COMPANY | |
| BRIGGS, LAURENCE DAVID | CEO/CHIEF COMPLIANCE OFFICER | 2639197 |
| COTT, JAMES RICHARD JR | SROP/CROP TRADER SUPPORT SUPERVISOR | |
| SLAYTON, SCOTT ALAN | FINOP |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
