Irvin C. Starr

RIVER INVESTMENT CORP

Princeton, NJ 08540

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CRD#: 1022826

Professional summary

Irvin Clifford Starr is a registered financial advisor currently at RIVER INVESTMENT CORP located in Princeton, New Jersey.

Irvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Irvin has worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OFFICER OF PIDMONT COMPANY, INC. - HOLDING COMPANY PART TIME. NON INVESTMENT RELATED. P.O. BOX 84 ZIONHILL, PA. 18981

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irvin Clifford Starr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2020 - Present

RIVER INVESTMENT CORP

Office #1: 100 Overlook Center Suite 303, Princeton, NJ 08540

RIA

CRD#: 122637

Princeton, NJ

Past

October 25, 1993 - December 31, 2001

BALIS LEWITTES & COLEMAN, INC.

CRD#: 33345

NEW YORK, NY

Past

February 22, 1993 - November 23, 1993

BALIS & ZORN INC.

CRD#: 7711

NEW YORK, NY

Past

April 1, 1991 - July 16, 2018

RIVER INVESTMENT CORP

RIA

CRD#: 122637

SPRINGTOWN, PA

Past

July 9, 1990 - January 14, 1993

FUHRMAN - MATT SECURITIES, INC.

CRD#: 16597

Past

February 25, 1983 - April 4, 1988

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

Past

December 24, 1981 - September 24, 1982

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/19/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

Current Firm

RIVER INVESTMENT CORP

CRD#: 122637 / SEC#:

New Jersey

Registered Investment Advisory firm - (4/17/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/16/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Overlook Center 2nd Floor, Princeton, NJ 08540

Mailing Address

Phone number

(609) 375-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 22,120,367

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Pennsylvania	ERA - Withdrawn	3/12/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Irvin C. Starr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irvin Clifford Starr's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVER INVESTMENT CORP

BALIS LEWITTES & COLEMAN, INC.

BALIS & ZORN INC.

RIVER INVESTMENT CORP

FUHRMAN - MATT SECURITIES, INC.

TP ICAP GLOBAL MARKETS AMERICAS LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/1990

Series 3

Date: 4/19/1983

Series 7

Date: 12/19/1981

Current Firm

RIVER INVESTMENT CORP

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

RIVER INVESTMENT CORP

TRUST BUT VERIFY

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