Bradford C. Davis

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CRD#: 1022758

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradford Covington Davis was a registered financial professional .

Bradford is a previously registered financial professional and started their career in finance in 1982. Bradford had worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 14, 2014 - November 16, 2022

INVESTORS PORTFOLIO SERVICES LLC

RIA

CRD#: 117299

PUYALLUP, WA

Past

June 5, 2013 - September 2, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

PUYALLUP, WA

Past

May 8, 2009 - July 18, 2011

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BELLEVUE, WA

Past

February 28, 2007 - March 13, 2008

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

March 18, 2005 - March 8, 2007

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

March 18, 2005 - March 8, 2007

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

December 13, 2004 - March 8, 2007

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

October 17, 2003 - November 24, 2004

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

May 12, 2003 - October 28, 2003

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

October 4, 1994 - October 15, 2002

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

May 5, 1994 - October 20, 1994

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

September 21, 1993 - September 9, 1994

INTERPACIFIC INVESTORS SERVICES, INC.

CRD#: 4879

SEATTLE, WA

Past

June 10, 1991 - May 1, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 31, 1985 - June 14, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 12, 1985 - February 7, 1990

INTEGRATED RESOURCES MARKETING, INC.

CRD#: 6546

NEW YORK, NY

Past

February 16, 1985 - July 11, 1985

BRICHARD & COMPANY, INCORPORATED

CRD#: 10661

Past

September 17, 1982 - January 27, 1984

U. S. CAPITAL SECURITIES, INC.

CRD#: 3590

Past

January 6, 1982 - August 31, 1982

LPL FINANCIAL LLC

CRD#: 6413

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTORS PORTFOLIO SERVICES LLC

CRD#: 117299 / SEC#: 801-120692

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

Texas

Registered Investment Advisory firm - (9/9/2020 Terminated)

Washington

Registered Investment Advisory firm - (1/21/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

Current Firm

INVESTORS PORTFOLIO SERVICES LLC

CRD#: 117299 / SEC#: 801-120692

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

Texas

Registered Investment Advisory firm - (9/9/2020 Terminated)

Washington

Registered Investment Advisory firm - (1/21/2022 Terminated)

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Contact information

Main Address

2832 South Meridian Suite 201, Puyallup, WA 98373

Mailing Address

Phone number

(253) 770-8118

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A &2B (8/8/2025)

Regulatory assets under management

Total Number of Accounts	724
AUM (Assets Under Management)	$ 216,521,935

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradford C. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVESTORS PORTFOLIO SERVICES LLC

NATIONAL PLANNING CORPORATION

SIGNATOR FINANCIAL SERVICES, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

ICON DISTRIBUTORS, INC.

SIGNATOR FINANCIAL SERVICES, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

1717 CAPITAL MANAGEMENT COMPANY

INTERPACIFIC INVESTORS SERVICES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

INTEGRATED RESOURCES MARKETING, INC.

BRICHARD & COMPANY, INCORPORATED

U. S. CAPITAL SECURITIES, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

INVESTORS PORTFOLIO SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2005

Series 63

Date: 11/5/1985

SIE

Date: 9/2/2016

Series 7

Date: 12/19/1981

Current Firm

INVESTORS PORTFOLIO SERVICES LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTORS PORTFOLIO SERVICES LLC

TRUST BUT VERIFY

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