Ginger M. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ginger Marie Roberts, who also goes by Ginger Marie Roberts, Ginger Roberts, VIrginia Marie Roberts, was a registered financial professional .
Ginger is a previously registered financial professional and started their career in finance in 1982. Ginger had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - April 13, 2021
THE LEADERS GROUP, INC.
November 2, 2018 - December 31, 2019
OSAIC WEALTH, INC.
September 29, 2000 - November 2, 2018
SIGNATOR INVESTORS, INC.
December 19, 1994 - December 31, 1998
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 20, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
July 20, 1987 - May 10, 1991
MML INVESTORS SERVICES, LLC
April 22, 1982 - June 29, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 22, 1982 - July 1, 1987
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
