Dennis R. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Ray Beck was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1982. Dennis had worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2018 - December 4, 2020
TAG WEALTH ADVISORS
September 14, 2018 - September 17, 2018
TAG WEALTH ADVISORS
April 9, 2018 - October 11, 2018
GRADIENT ADVISORS, LLC
December 19, 2013 - November 18, 2015
FSC SECURITIES CORPORATION
January 27, 2003 - November 18, 2015
FSC SECURITIES CORPORATION
April 24, 2002 - December 18, 2002
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2000 - April 12, 2002
WALNUT STREET SECURITIES, INC.
February 3, 1999 - June 13, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 3, 1999 - June 13, 2000
OSAIC FA, INC.
December 20, 1995 - January 21, 1999
WALNUT STREET SECURITIES, INC.
June 20, 1995 - February 5, 1996
CENTAURUS FINANCIAL, INC.
August 25, 1994 - May 25, 1995
BMA FINANCIAL SERVICES, INC.
January 31, 1992 - August 16, 1994
VSR FINANCIAL SERVICES, INC.
April 7, 1989 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
January 25, 1988 - March 18, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 26, 1987 - December 23, 1987
PRINCIPAL SECURITIES, INC.
June 19, 1986 - April 3, 1987
MORISON SECURITIES, INC.
December 11, 1985 - July 8, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 1, 1985 - July 10, 1986
THE GREAT-WEST LIFE ASSURANCE COMPANY
September 30, 1985 - June 23, 1986
WOODBURY FINANCIAL SERVICES, INC.
January 27, 1982 - October 15, 1985
SECURITIES MANAGEMENT & RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAG WEALTH ADVISORS
CRD#: 298446 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 31,233,287 |
Red Flags
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