Michael A. Weakley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alen Weakley was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2008 - November 6, 2019
SIENA WEALTH MANAGEMENT, INC.
January 14, 1999 - December 31, 2010
LWI FINANCIAL INC.
January 1, 1999 - December 31, 2010
LORING WARD SECURITIES INC.
September 29, 1993 - January 1, 1999
REINHARDT WERBA BOWEN SECURITIES, INC.
November 19, 1989 - October 1, 1993
OSAIC WEALTH, INC.
April 5, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 27, 1983 - April 7, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
February 9, 1982 - September 2, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIENA WEALTH MANAGEMENT, INC.
CRD#: 146902 / SEC#: 801-69178
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
