Kevin F. Joyce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Francis Joyce was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 12 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2010 - January 12, 2015
RANGE GLOBAL LLC
April 26, 2004 - May 18, 2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
July 10, 2003 - April 8, 2004
APEX CLEARING CORPORATION
May 13, 2002 - June 16, 2003
TULLETT PREBON FINANCIAL SERVICES LLC
October 1, 1999 - January 7, 2002
WELLS FARGO CLEARING SERVICES, LLC
July 28, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 23, 1997 - June 17, 1999
ABN AMRO INCORPORATED
September 17, 1992 - April 18, 1997
MORGAN STANLEY DW INC.
June 20, 1991 - July 5, 1991
DEUTSCHE IXE, LLC
February 21, 1990 - February 22, 1991
PRUDENTIAL EQUITY GROUP, LLC
June 18, 1985 - February 7, 1990
BURNS FRY INC
September 15, 1982 - April 23, 1985
MELHADO, FLYNN & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
RANGE GLOBAL LLC
CRD#: 104393 / SEC#: , 8-52858
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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