Stephen M. Kaufman
Professional summary
Stephen Marion Kaufman, who also goes by Steve Kaufman, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Houston, Texas.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1982. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Marion Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2020 - Present
VALMARK SECURITIES, INC.
May 26, 2011 - January 31, 2020
VALMARK ADVISERS, INC.
March 19, 2010 - January 31, 2020
VALMARK SECURITIES, INC.
September 17, 2002 - March 25, 2011
CLARK SECURITIES, INC.
December 7, 2000 - September 19, 2002
M HOLDINGS SECURITIES, INC.
December 5, 2000 - September 19, 2002
M HOLDINGS SECURITIES, INC.
September 30, 1987 - December 7, 2000
MUTUAL SERVICE CORPORATION
July 5, 1985 - April 5, 1988
KAVANAUGH SECURITIES, INC.
March 1, 1982 - June 26, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2020)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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