Phillip J. Miles
Professional summary
Phillip John William Miles, CFP® is a registered financial advisor currently at PENNSYLVANIA ADVISORY SERVICES, INC. located in Harrisburg, Pennsylvania.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Phillip has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip John William Miles's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
November 16, 2018 - Present
PENNSYLVANIA ADVISORY SERVICES, INC.
November 13, 2003 - November 3, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 5, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 5, 1991 - February 1, 2002
PRUCO SECURITIES, LLC.
November 28, 1989 - September 20, 1991
IDS LIFE INSURANCE COMPANY
November 28, 1989 - September 20, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
April 29, 1982 - December 19, 1989
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/16/2018)
(11/1/2019)
Exams
Current Firm
PENNSYLVANIA ADVISORY SERVICES, INC.
CRD#: 298812 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 7,848,063 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
