Phillip J. Miles

PENNSYLVANIA ADVISORY SERVICES

HARRISBURG, PA

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CRD#: 1022224

Professional summary

Phillip John William Miles, CFP® is a registered financial advisor currently at PENNSYLVANIA ADVISORY SERVICES, INC. located in Harrisburg, Pennsylvania.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Phillip has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARRISBURG INSURANCE SERVICES AND AMERICAN INS MKT ING. 2854 N 2ND STREET HARRISBURG, PA 17110. OWNER/OFFICER. SALES OF INS PRODUCTS & FIXED ANNUITIES. SINCE 1985 TO PRESENT. 100 HRS PER MONTH. PRESIDENT & SHAREHOLDER, INVESTMENT RELATED YES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip John William Miles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

November 16, 2018 - Present

PENNSYLVANIA ADVISORY SERVICES, INC.

RIA

CRD#: 298812

HARRISBURG, PA

Past

November 13, 2003 - November 3, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 5, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

November 5, 1991 - February 1, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

November 28, 1989 - September 20, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 28, 1989 - September 20, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

April 29, 1982 - December 19, 1989

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/23/2019)

IAR

Pennsylvania
(11/16/2018)

IAR

Texas
(11/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/17/1982

General Securities Representative Examination

Current Firm

PENNSYLVANIA ADVISORY SERVICES, INC.

CRD#: 298812 / SEC#:

Florida

Registered Investment Advisory firm - (5/23/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/16/2018 Approved)

Texas

Registered Investment Advisory firm - (11/1/2019 Conditional Restricted)

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Contact information

Main Address

Harrisburg, PA

Mailing Address

Phone number

(717) 232-9700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 7,848,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip J. Miles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip John William Miles's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENNSYLVANIA ADVISORY SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/1997

Series 63

Date: 9/2/1982

Series 7

Date: 4/17/1982

Current Firm

PENNSYLVANIA ADVISORY SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PENNSYLVANIA ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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