Robert E. Fletcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Fletcher III, who also goes by Rob Fletcher, Robert Fletcher, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2016 - June 14, 2018
WALL CAPITAL GROUP, INC.
June 3, 2016 - June 14, 2016
AEI SECURITIES, INC.
July 1, 2013 - April 12, 2016
NORTHROAD CAPITAL MANAGEMENT LLC
February 16, 2011 - April 12, 2016
MFD DISTRIBUTOR, LLC
January 27, 2011 - June 2, 2016
MADISON INVESTMENT ADVISORS, LLC
January 28, 2002 - December 31, 2011
MADISON INVESTMENT HOLDINGS, INC
January 13, 1993 - October 7, 1993
SECURIAN FINANCIAL SERVICES, INC.
September 2, 1992 - November 3, 1992
VESTAX SECURITIES CORPORATION
March 25, 1992 - August 18, 1992
FIDELITY BROKERAGE SERVICES LLC
January 24, 1992 - March 19, 1992
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 29, 1989 - February 8, 1990
PLANNED MANAGEMENT COMPANY
November 2, 1987 - October 5, 1989
VESTAX SECURITIES CORPORATION
December 18, 1981 - November 13, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
WALL CAPITAL GROUP, INC.
CRD#: 105913 / SEC#: 801-41815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALL CAPITAL GROUP, INC.
CRD#: 105913 / SEC#: 801-41815
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,212 |
| AUM (Assets Under Management) | $ 107,549,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
