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JP

James L. Pulver

REVERE SECURITIES LLC
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 1022181
JP

Professional summary

James Louis Pulver, who also goes by Jim Pulver, is a registered financial professional currently at REVERE SECURITIES LLC located in Boca Raton, Florida.

James is registered as a RR (Registered Representative) and started their career in finance in 1982. James has worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Pulver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Louis Pulver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2015 - Present

REVERE SECURITIES LLC

Office #1: 1900 Nw Corporate Blvd Suite W105, Boca Raton, FL 33431
BD
CRD#: 14178
BOCA RATON, FL
Past

July 8, 2010 - July 1, 2015

FINTEGRA, LLC

BD
CRD#: 16741
BOCA RATON, FL
Past

January 1, 2002 - July 7, 2010

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

October 22, 1999 - January 1, 2002

FIRST COLONIAL SECURITIES

BD
CRD#: 25121
BOCA RATON, FL
Past

July 7, 1997 - October 25, 1999

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

September 6, 1996 - July 1, 1997

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
CHICAGO, IL
Past

July 24, 1995 - September 12, 1996

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

May 27, 1994 - July 13, 1995

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

September 2, 1993 - May 3, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

March 28, 1992 - September 1, 1993

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 26, 1990 - March 16, 1992

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 19, 1989 - February 14, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 13, 1987 - February 6, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

March 30, 1984 - May 1, 1987

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

October 27, 1982 - April 9, 1984

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

April 1, 1982 - April 28, 1982

ALLEN & COMPANY OF FLORIDA, LLC

BD
CRD#: 25
Past

April 1, 1982 - October 29, 1982

CRALIN & CO., INC.

BD
CRD#: 7605

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/5/2015)
RR
Colorado
(12/13/2022)
RR
Connecticut
(12/13/2022)
RR
Florida
(7/20/2015)
RR
Georgia
(7/30/2015)
RR
Idaho
(7/21/2015)
RR
Kansas
(7/10/2015)
RR
Louisiana
(11/30/2021)
RR
Maryland
(7/10/2015)
RR
Michigan
(3/30/2022)
RR
New Jersey
(7/10/2015)
RR
New York
(7/10/2015)
RR
North Carolina
(7/10/2015)
RR
Ohio
(3/28/2022)
RR
Pennsylvania
(7/10/2015)
RR
Puerto Rico
(12/19/2022)
RR
Washington
(4/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/1981
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REVERE SECURITIES LLC
ASR DIVISION OF TRACK SECURITIES CORP | TRACK SECURITIES CORP. | REVERE WEALTH MANAGEMENT LLC | REVERE SECURITIES LLC | REVERE SECURITIES CORP. | M-W SECURITIES CORP. | BRIARCLIFF CAPITAL CORP.

CRD#: 14178 / SEC#: , 8-30511

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(212) 688-2350
Established
Delaware since 12/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
REVERE INVESTMENT HOLDINGS LLCSHAREHOLDER
BODKIN, GREGORY PATRICKCHIEF COMPLIANCE OFFICER3008389
FULLMAN, SCOTT HOWARDPRESIDENT / CHIEF OPERATIONS OFFICER1516584
MORENO, WILLIAM FRANCISCEO / EXECUTIVE CHAIRMAN2801621
ZULUAGA, OSEASCFO / FINOP4186791

Disclosures

Regulatory Event14
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVERE SECURITIES LLC

CRD#: 14178Boca Raton, FL 33431

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