Robert E. Szymanski

BROOKSTONE CAPITAL MANAGEMENT LLC

Duluth, GA 30097

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CRD#: 1022144

Professional summary

Robert Edward Szymanski, CFP® is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Duluth, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Robert has worked at 23 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

insurance sales Medicare back office - referrals to medicare

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Szymanski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

March 21, 2017 - Present

BROOKSTONE CAPITAL MANAGEMENT LLC

Office #1: 6340 Sugarloaf Parkway Suite 200, Duluth, GA 30097

RIA

CRD#: 141413

Duluth, GA

Past

January 6, 2015 - March 17, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Duluth, GA

Past

January 14, 2014 - November 21, 2014

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

January 14, 2014 - November 21, 2014

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

April 11, 2013 - January 9, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

DULUTH, GA

Past

April 11, 2013 - January 9, 2014

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

DULUTH, GA

Past

August 9, 2011 - April 22, 2013

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

TRABUCO CANYON, CA

Past

February 1, 2011 - June 7, 2011

WADSWORTH INVESTMENT CO., INC.

CRD#: 5844

NORTH HAVEN, CT

Past

February 28, 2008 - May 1, 2009

CYPRESS CAPITAL CORPORATION

CRD#: 42618

SAN FRANCISCO, CA

Past

November 5, 2004 - February 25, 2008

BNY ADVISORS

RIA

CRD#: 106108

MALVERN, PA

Past

November 5, 2004 - February 25, 2008

PERSHING LLC

CRD#: 7560

MALVERN, PA

Past

October 3, 1997 - February 4, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 3, 1996 - August 9, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 5, 1996 - June 17, 1996

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

April 26, 1995 - December 7, 1995

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 5, 1993 - April 24, 1995

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 20, 1993 - May 6, 1993

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

January 28, 1992 - July 1, 1992

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

July 3, 1991 - September 24, 1991

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 19, 1989 - June 13, 1991

GT GLOBAL, INC.

CRD#: 19587

SAN FRANCISCO, CA

Past

March 15, 1984 - February 11, 1989

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Past

September 20, 1983 - February 4, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

September 2, 1983 - October 8, 1983

MORGAN STANLEY DW INC.

CRD#: 7556

Past

November 27, 1981 - August 25, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010

RIA

Registered Investment Advisory firm - (6/20/2007 Approved)

Arizona

Registered Investment Advisory firm - (6/25/2007 Terminated)

Arkansas

Registered Investment Advisory firm - (7/3/2007 Terminated)

California

Registered Investment Advisory firm - (6/26/2007 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2007 Terminated)

Indiana

Registered Investment Advisory firm - (6/25/2007 Terminated)

Nevada

Registered Investment Advisory firm - (7/19/2007 Terminated)

Ohio

Registered Investment Advisory firm - (6/25/2007 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/20/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (7/25/2007 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2007 Terminated)

Virginia

Registered Investment Advisory firm - (7/6/2007 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/25/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/21/2017)

IAR

South Carolina
(1/4/2023)

IAR

Texas
(9/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/21/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

Current Firm

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010

RIA

Registered Investment Advisory firm - (6/20/2007 Approved)

Arizona

Registered Investment Advisory firm - (6/25/2007 Terminated)

Arkansas

Registered Investment Advisory firm - (7/3/2007 Terminated)

California

Registered Investment Advisory firm - (6/26/2007 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2007 Terminated)

Indiana

Registered Investment Advisory firm - (6/25/2007 Terminated)

Nevada

Registered Investment Advisory firm - (7/19/2007 Terminated)

Ohio

Registered Investment Advisory firm - (6/25/2007 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/20/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (7/25/2007 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2007 Terminated)

Virginia

Registered Investment Advisory firm - (7/6/2007 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/25/2007 Terminated)

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Contact information

Main Address

1745 S. Naperville Road Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

395

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A, APPENDIX 1 - WRAP BROCHURE (7/30/2025)

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	73,650
AUM (Assets Under Management)	$ 10,409,137,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert E. Szymanski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Szymanski's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

PATRICK CAPITAL MARKETS, LLC

WADSWORTH INVESTMENT CO., INC.

CYPRESS CAPITAL CORPORATION

BNY ADVISORS

PERSHING LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC WEALTH, INC.

WACHOVIA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

SOUTHTRUST SECURITIES, LLC

J.C. BRADFORD & CO.

NEW ENGLAND SECURITIES

GT GLOBAL, INC.

KEMPER FINANCIAL SERVICES, INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BROOKSTONE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/1996

Series 63

Date: 12/22/1981

SIE

Date: 11/21/2014

Series 7

Date: 11/21/1981

Current Firm

BROOKSTONE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKSTONE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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