Michael C. Petrycki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Carl Petrycki was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 20 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2013 - August 21, 2015
LEGEND SECURITIES, INC.
March 9, 2012 - January 4, 2013
REVERE SECURITIES LLC
June 21, 2011 - December 23, 2011
WINDSOR STREET CAPITAL, LP
August 5, 2010 - December 21, 2010
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
July 10, 2008 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
May 3, 2006 - July 25, 2006
NATIONAL SECURITIES CORPORATION
March 9, 2001 - May 4, 2006
FULCRUM GLOBAL PARTNERS LLC
December 21, 1995 - January 28, 1997
NEW COVENANT FUNDS DISTRIBUTOR, INC.
December 21, 1995 - January 31, 1997
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
July 13, 1994 - January 28, 1997
STI CLASSIC FUND SERVICES, INC
July 13, 1994 - January 31, 1997
EVERGREEN DISTRIBUTOR, INC.
May 10, 1994 - January 28, 1997
MGI FUNDS DISTRIBUTORS, LLC
May 4, 1994 - July 8, 1999
FUNDS IV DISTRIBUTOR, INC.
September 11, 1992 - July 8, 1999
HANOVER FUNDS DISTRIBUTOR, INC.
July 21, 1992 - January 28, 1997
FORESIDE INVESTMENT SERVICES, LLC
March 26, 1992 - January 28, 1997
CITI DISTRIBUTION SERVICES, INC.
May 30, 1991 - July 8, 1999
FS FUNDS DISTRIBUTOR, INC.
April 25, 1991 - November 12, 1998
PACIFICA FUNDS DISTRIBUTOR, INC.
June 16, 1989 - July 16, 1999
ING INVESTMENT MANAGEMENT SERVICES LLC
December 13, 1985 - August 18, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/5/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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