Mark B. Kostrzewski

KOSTRZEWSKI, MARK BENEDICT

BUFFALO, NY 14201

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CRD#: 1022031

Professional summary

Mark Benedict Kostrzewski, ChFC®, CLU® is a registered financial advisor currently at KOSTRZEWSKI, MARK BENEDICT located in Buffalo, New York.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Mark has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) WESTERN NEW YORK DRILLING ASSOCIATES I, L.P.; NOT INVESTMENT RELATED; 120 WEST TUPPER ST., BUFFALO, NY 14201; NATURE OF BUSINESS: OIL & NATURAL GAS PRODUCTION; POSITION/TITLE: GENERAL PARTNER, MANAGING MEMBER; START 11/01/2012; HOURS/MONTH: 10; HOURS/MONTH DURING SECURITIES TRADING HOURS: ZERO; DUTIES: MANAGEMENT AND ADMINISTRATION. (2) WESTERN NEW YORK DRILLING ASSOCIATES JOINT VENTURE, LLC; NOT INVESTMENT RELATED; 120 WEST TUPPER ST., BUFFALO, NY 14201; NATURE OF BUSINESS: SHALLOW OIL & GAS DRILLING VENTURE; POSITION/TITLE: MANAGING PARTNER, MANAGING MEMBER; START 11/01/2013; HOURS/MONTH: 5; HOURS/MONTH DURING SECURITIES TRADING HOURS: ZERO; DUTIES: ADMINISTRATION AND OVERSIGHT OF THE PROJECT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Benedict Kostrzewski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 30, 2021 - Present

KOSTRZEWSKI, MARK BENEDICT

Office #1: 120 West Tupper Street Suite 103, Buffalo, NY 14201

RIA

CRD#: 159950

BUFFALO, NY

Past

February 6, 1991 - March 7, 2008

EQUITY SERVICES, INC.

CRD#: 265

WILLIAMSVILLE, NY

Past

June 1, 1982 - January 24, 1991

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

February 25, 1982 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/27/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/16/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/1999

General Securities Principal Examination

Current Firm

KOSTRZEWSKI, MARK BENEDICT

CRD#: 159950 / SEC#:

New York

Registered Investment Advisory firm - (10/23/2018 Approved)

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Contact information

Main Address

120 West Tupper Street Suite 103, Buffalo, NY 14201

Mailing Address

Phone number

(716) 855-1600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark B. Kostrzewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Benedict Kostrzewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOSTRZEWSKI, MARK BENEDICT

EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 3/20/2001

Series 7

Date: 2/27/1991

Series 6

Date: 2/16/1982

Series 24

Date: 5/11/1999

Current Firm

KOSTRZEWSKI, MARK BENEDICT

Contact information

Documents

Red Flags

Company Information

KOSTRZEWSKI, MARK BENEDICT

TRUST BUT VERIFY

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