Cynthia L. Shuford-stover
Professional summary
Cynthia Lea Shuford-stover, who also goes by Cynthia Lea Mccann, Cynthia Lea Mccartney, Cynthia Lea Shuford, is a registered financial advisor currently at GLOBAL FINANCIAL PRIVATE CLIENT located in Sarasota, Florida.
Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Cynthia has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Lea Shuford-stover's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2018 - Present
GLOBAL FINANCIAL PRIVATE CLIENT
Office #1: 6000 Cattleridge Drive Suite 200, Sarasota, FL 34232May 2, 2005 - August 2, 2005
NATIONAL PLANNING CORPORATION
February 24, 2005 - February 14, 2018
G.F. INVESTMENT SERVICES, LLC
July 3, 2002 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 29, 2001 - May 8, 2002
A. G. EDWARDS & SONS, INC.
February 13, 1998 - April 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 1994 - March 4, 1998
MORGAN STANLEY DW INC.
June 26, 1986 - July 5, 1991
MUNICIPAL SECURITIES, INCORPORATED
May 6, 1985 - May 1, 1986
MUNICIPAL SECURITIES, INCORPORATED
February 17, 1982 - July 5, 1991
MUNICIPAL SECURITIES, INCORPORATED
Primary Firm SEC Registration
GLOBAL FINANCIAL PRIVATE CLIENT
CRD#: 290006 / SEC#: 801-112204
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2018)
Exams
Current Firm
GLOBAL FINANCIAL PRIVATE CLIENT
CRD#: 290006 / SEC#: 801-112204
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 954 |
| AUM (Assets Under Management) | $ 666,929,242 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2025 | ||
| 01/09/2024 | ||
| 01/03/2023 |
Red Flags
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