Allen C. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Clayton Jacobs was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1981. Allen had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2005 - August 17, 2012
CHOREO, LLC
January 5, 2005 - July 17, 2012
BIRCHTREE FINANCIAL SERVICES LLC
December 31, 2001 - February 13, 2004
MSI FINANCIAL SERVICES, INC.
June 22, 2000 - February 13, 2004
METROPOLITAN LIFE INSURANCE COMPANY
June 22, 2000 - February 13, 2004
MSI FINANCIAL SERVICES, INC.
January 4, 1999 - May 31, 2000
FULCRUM FINANCIAL ADVISORS, INC.
January 5, 1998 - January 12, 1999
NEW ENGLAND SECURITIES
March 19, 1997 - November 14, 1997
IDS LIFE INSURANCE COMPANY
March 19, 1997 - November 14, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
November 16, 1993 - April 30, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 16, 1993 - April 30, 1997
OSAIC FA, INC.
October 31, 1990 - December 20, 1991
MONY SECURITIES CORPORATION
March 21, 1989 - October 29, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 21, 1989 - October 29, 1990
SIGNATOR INVESTORS, INC.
December 18, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 18, 1981 - February 11, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
