James A. Winkelmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Winkelmann SR, who also goes by James A Winkelmann, James Arthur Winkelmann, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1981. James had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2009 - March 31, 2018
BLUE OCEAN PORTFOLIOS, LLC
June 19, 2001 - December 31, 2008
HFI SECURITIES, INC.
October 24, 1996 - August 6, 2001
HUNTLEIGH SECURITIES CORPORATION
October 15, 1995 - March 31, 2010
HUNTLEIGH CAPITAL MANAGEMENT INC
May 6, 1988 - November 20, 2000
MOSES.COM SECURITIES, INC.
July 8, 1985 - January 16, 1986
ALVERY BARTLETT BROKERAGE CO.
June 27, 1985 - July 11, 1985
WALL STREET CAPITAL CORPORATION
December 23, 1981 - June 1, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLUE OCEAN PORTFOLIOS, LLC
CRD#: 151546 / SEC#: 801-77964
Contact information
Red Flags
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