Robert D. Hedges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Duffy Hedges was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1987 - January 21, 1994
BOB HEDGES FINANCIAL SERVICES, INC.
May 1, 1984 - August 19, 1987
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1982 - May 1, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 1981 - May 20, 1982
ENI CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOB HEDGES FINANCIAL SERVICES, INC.
CRD#: 19300 / SEC#: , 8-37382
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
