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Robert Duffy Hedges

CRD# 1021431·Registered 1981 - 1994
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Duffy Hedges was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 1994. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BOB HEDGES FINANCIAL SERVICES, INC.·CRD# 19300
BD
Boca Raton, FL
July 30, 1987 - January 21, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 1, 1984 - August 19, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
August 27, 1982 - May 1, 1984
ENI CORPORATION·CRD# 5693
BD
December 18, 1981 - May 20, 1982

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Current Firm

BH
BOB HEDGES FINANCIAL SERVICES, INC.

BOB HEDGES FINANCIAL SERVICES, INC.

CRD#: 19300 / SEC#: 8-37382
BD
Terminated by SEC on 03/04/1994

Contact Information

Established

Florida since 02/06/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1982About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1981About the Series 22 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1987About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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