Kermit G. Turley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kermit George Turley was a registered financial professional .
Kermit is a previously registered financial professional and started their career in finance in 1982. Kermit had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1986 - March 7, 1986
TRI-BRADLEY INVESTMENTS
August 7, 1985 - September 16, 1985
TK SECURITIES INC.
July 5, 1985 - June 30, 1988
STATE STREET SECURITIES, INC.
August 31, 1984 - May 22, 1985
R.H. STEWART & CO., INC.
February 3, 1983 - December 6, 1985
GENERAL AMERICAN SECURITIES, INC.
January 25, 1982 - May 13, 1982
WHITAKER, BAUERLE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
