Peter S. O'keefe
Professional summary
Peter Shaw O'keefe, CFP®, who also goes by Peter Shaw Okeefe, is a registered financial advisor currently at O'KEEFE STEVENS ADVISORY, INC. located in Rochester, New York.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 27, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Shaw O'keefe's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
October 31, 2017 - Present
O'KEEFE STEVENS ADVISORY, INC.
Office #1: One Bausch & Lomb Place Suite 920, Rochester, NY 14604April 1, 2009 - March 28, 2017
SAGE, RUTTY & CO., INC.
June 6, 1996 - July 28, 2009
O'KEEFE SHAW & CO., INC.
August 21, 1980 - July 11, 1996
TRUBEE WEALTH ADVISORS, INC.
Primary Firm SEC Registration
O'KEEFE STEVENS ADVISORY, INC.
CRD#: 286338 / SEC#: 801-109944
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2021)
(10/31/2017)
Exams
Current Firm
O'KEEFE STEVENS ADVISORY, INC.
CRD#: 286338 / SEC#: 801-109944
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 798 |
| AUM (Assets Under Management) | $ 424,909,116 |
Red Flags
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Company Information
O'KEEFE STEVENS ADVISORY, INC.
CRD#: 286338Rochester, NY 14604TRUST BUT VERIFY
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