William H. Sheavly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harold Sheavly was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 11 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2011 - September 30, 2015
NAUTILUS FINANCIAL GROUP, INC.
July 22, 2005 - April 20, 2011
AMERICAN PORTFOLIOS ADVISORS, INC
June 30, 2005 - April 15, 2011
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
November 8, 2004 - July 22, 2005
SHEAVLY INVESTMENT MANAGEMENT
August 1, 2003 - July 5, 2005
WALNUT STREET SECURITIES, INC.
June 16, 1995 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
October 29, 1991 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
November 7, 1990 - August 23, 1991
DOMINION INVESTMENT BANKING, INC.
April 13, 1984 - June 1, 1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 26, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 26, 1981 - October 23, 1990
IDS LIFE INSURANCE COMPANY
November 26, 1981 - October 23, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NAUTILUS FINANCIAL GROUP, INC.
CRD#: 157164 / SEC#: 801-72303
Contact information
Regulatory assets under management
| Total Number of Accounts | 391 |
| AUM (Assets Under Management) | $ 53,587,555 |
Red Flags
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