Michael F. Guillot

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CRD#: 1021024

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Francis Guillot was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CENTRAL UNITED LIFE INSURANCE COMPANY, NON-INVESTMENT RELATED, BRANDON, MS 39042, SALE OF DENTAL INSURANCE, SOLE PROPRIETOR, SINCE 10/16/2017, DEVOTED TIME IS 2 HOURS A MONTH. MICHAEL GUILLOT, NON-INVESTMENT RELATED, BRANDON, MS 39042, SALE OF MEDICARE ADVANTAGE AND MEDICARE SUPPLEMENT PLANS, SALES REP, SINCE 4/14/2017, DEVOTED TIME IS 2 HOURS A MONTH. SOLE PROPRIETOR, MICHAEL F. GUILLOT, BRANDON, MS, 39042, NON INVESTMENT RELATED SINCE 01/1989 & I SPEND APPROX. 3 HOURS PER MONTH ON THIS BUSINESS. I PREPARE INDIVIDUAL INCOME TAX RETURNS FROM FEB-APRIL EACH YEAR. SOLE PROPRIETOR, MICHAEL F. GUILLOT, BRANDON, MS 39042. NON INVESTMENT RELATED SINCE 01/1983 AND I SPEND APPROX. 5 HOURS PER MONTH ON THIS BUSINESS. I SELL LIFE, HEALTH AND/OR DISABILITY INSURANCE. INDEPENDENT CONTRACTOR, BRANDON, MS 39042. NON INVESTMENT RELATED SINCE 01/2009 AND I SPEND APPROX. 0 HOURS PER MONTH ON THIS BUSINESS. PRODUCER INSIGHT PANEL SOLICITS GENERIC MARKETING PIECES & E-MAIL FROM REGISTERED REPRESENTATIVES IN ORDER TO GATHER INFORMATION FOR THEIR MARKETING CAMPAIGNS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 16, 2003 - September 18, 2024

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

BRANDON, MS

Past

October 31, 2002 - September 18, 2024

CENTAURUS FINANCIAL, INC.

CRD#: 30833

BRANDON, MS

Past

April 1, 1991 - November 5, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

January 28, 1983 - April 1, 1991

PW SECURITIES, INC.

CRD#: 6775

Past

April 7, 1982 - October 26, 1982

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/12/1982

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael F. Guillot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PW SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2008

Series 63

Date: 1/21/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1983

Series 6

Date: 12/2/1981

Series 24

Date: 2/10/2000

Series 26

Date: 8/12/1982

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

TRUST BUT VERIFY

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