Jon E. Oregan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Edward Lawrence Oregan was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1981. Jon had worked at 6 firms and has passed the Series 63, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1987 - March 7, 1989
PRIMARY FUNDING CORPORATION
July 2, 1986 - April 28, 1987
ASHFORD SECURITIES CORPORATION
July 26, 1984 - May 27, 1986
KNIBBE FINANCIAL GROUP, INC.
December 23, 1983 - July 23, 1984
PAULSON INVESTMENT COMPANY LLC
August 31, 1983 - December 1, 1983
LEHMAN BROTHERS INC.
July 30, 1981 - August 24, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/20/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PRIMARY FUNDING CORPORATION
CRD#: 20290 / SEC#: , 8-38101
Contact information
Documents
Red Flags
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