Dan R. Ohlwiler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Robert Ohlwiler was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1981. Dan had worked at 13 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2017 - March 2, 2026
AE WEALTH MANAGEMENT, LLC
February 14, 2008 - March 3, 2009
PLANMEMBER SECURITIES CORPORATION
January 30, 2008 - March 3, 2009
PLANMEMBER SECURITIES CORPORATION
April 21, 2001 - December 2, 2002
FINANCIAL WEST GROUP
May 3, 1999 - February 25, 2000
PARK AVENUE SECURITIES LLC
March 8, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
June 26, 1992 - December 31, 1992
ROBERT W. BAIRD & CO. INCORPORATED
June 26, 1992 - March 9, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 20, 1989 - April 4, 1992
MASTERS CAPITAL, INC.
May 19, 1987 - January 23, 1989
WARNER BECK INCORPORATED
January 14, 1986 - May 20, 1987
LPL FINANCIAL LLC
February 22, 1984 - January 28, 1986
SENTRA SECURITIES CORPORATION
November 9, 1982 - December 6, 1983
GREAT AMERICAN SECURITIES INC.
December 18, 1981 - June 1, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
