Dan R. Ohlwiler

AE WEALTH MANAGEMENT

Mission Viejo, CA 92691

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CRD#: 1020995

Professional summary

Dan Robert Ohlwiler is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Mission Viejo, California.

Dan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Dan has worked at 13 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STERLING FINANCIAL ADVISORS & INSURANCE SERVICES, LLC. INVESTMENT RELATED. 25950 ACERO, SUITE 310, MISSION VIEJO, CA, 92691. OWNER. START DATE 1/2006. INSURANCE AND INVESTMENT SERVICES. 120 HOURS/MONTH, 120 HOURS DURING TRADING. 2. STERLING INVESTMENT ADVISORS, LLC. INVESTMENT RELATED. 25950 ACERO, SUITE 310, MISSION VIEJO, CA, 92691. OWNER. START DATE 5/2017. ADVISORY SERVICES. 40 HOURS/MONTH, 40 HOURS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Robert Ohlwiler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2017 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 25950 Acero Ste 310, Mission Viejo, CA 92691

RIA

CRD#: 282580

Mission Viejo, CA

Past

February 14, 2008 - March 3, 2009

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

MISSION VIEJO, CA

Past

January 30, 2008 - March 3, 2009

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

MISSION VIEJO, CA

Past

April 21, 2001 - December 2, 2002

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

May 3, 1999 - February 25, 2000

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

March 8, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

June 26, 1992 - December 31, 1992

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 26, 1992 - March 9, 1995

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

March 20, 1989 - April 4, 1992

MASTERS CAPITAL, INC.

CRD#: 15831

Past

May 19, 1987 - January 23, 1989

WARNER BECK INCORPORATED

CRD#: 11076

Past

January 14, 1986 - May 20, 1987

LPL FINANCIAL LLC

CRD#: 6413

Past

February 22, 1984 - January 28, 1986

SENTRA SECURITIES CORPORATION

CRD#: 10249

Past

November 9, 1982 - December 6, 1983

GREAT AMERICAN SECURITIES INC.

CRD#: 7504

Past

December 18, 1981 - June 1, 1984

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/4/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/8/1981

Direct Participation Programs Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dan R. Ohlwiler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Robert Ohlwiler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

FINANCIAL WEST GROUP

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MASTERS CAPITAL, INC.

WARNER BECK INCORPORATED

LPL FINANCIAL LLC

SENTRA SECURITIES CORPORATION

GREAT AMERICAN SECURITIES INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/2016

Series 63

Date: 2/13/2008

Series 6

Date: 2/4/2008

Series 7

Date: 1/19/1985

Series 22

Date: 12/8/1981

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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