Ralph Thomas Servati
Professional Summary
Ralph Thomas Servati is a registered financial advisor currently at SECURITIES BROKERAGE SERVICES located in Carnegie, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Carnegie, Pennsylvania. Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ralph has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
SECURITIES BROKERAGE SERVICES | VALERIANO & ASSOCIATES, INC. | SECURITIES BROKERAGE SERVICES, INC
Contact Information
Main Address
101 West Main Street #104, Carnegie, PA 15106-2427Phone Number
(412) 429-4040# of Employees
5Documents
Regulatory Assets Under Management
Total Number of Accounts
42AUM (Assets Under Management)
$16,225,601Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/3/2013)
(9/3/2013)
(1/4/2023)
(9/3/2013)
(9/3/2013)
(1/4/2023)
(4/13/2020)
(1/4/2023)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(1/4/2023)
(4/10/2024)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(4/5/2011)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(1/4/2023)
(9/3/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1981About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ralph Thomas Servati's CRS (Customer Relationship Summary).
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