Ralph T. Servati
Professional summary
Ralph Thomas Servati is a registered financial advisor currently at SECURITIES BROKERAGE SERVICES located in Carnegie, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Carnegie, Pennsylvania.
Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ralph has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Thomas Servati's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2011 - Present
SECURITIES BROKERAGE SERVICES
Office #1: 101 West Main Street #104, Carnegie, PA 15106-2427September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 101 W Main St Suite 104, Carnegie, PA 15106Office #2: 37 Mcmurray Road, Bldg 2 Ste 2104, Pittsburgh, PA 15241April 2, 2015 - December 31, 2020
CETERA WEALTH SERVICES, LLC
September 3, 2013 - December 31, 2014
CETERA WEALTH SERVICES, LLC
July 20, 2007 - September 3, 2013
WALNUT STREET SECURITIES, INC.
July 17, 2002 - September 3, 2013
WALNUT STREET SECURITIES, INC.
June 1, 1998 - May 30, 2002
OSAIC FA, INC.
May 18, 1998 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 12, 1996 - February 3, 1998
HIMCO DISTRIBUTION SERVICES COMPANY
July 15, 1994 - January 22, 1996
AFD, INC.
May 13, 1992 - July 19, 1994
AEGON USA SECURITIES INC.
March 27, 1991 - July 31, 1991
WRP INVESTMENTS, INC.
November 7, 1985 - April 14, 1986
LOWRY FINANCIAL SERVICES CORPORATION
December 19, 1983 - November 13, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 17, 1983 - December 27, 1983
FINANCIAL CONSULTANTS, INC.
January 5, 1982 - August 18, 1982
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2013)
(9/3/2013)
(1/4/2023)
(9/3/2013)
(9/3/2013)
(1/4/2023)
(4/13/2020)
(1/4/2023)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(1/4/2023)
(4/10/2024)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(4/5/2011)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(1/4/2023)
(9/3/2013)
Exams
FINRA
Current Firm
SECURITIES BROKERAGE SERVICES
CRD#: 119861 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 16,225,601 |
Red Flags
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