Harry H. Duncan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Haywood Duncan JR, who also goes by Harry Haywood Duncan, Woody Duncan, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1982. Harry had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1997 - December 13, 1999
AFS EQUITIES, INC.
January 21, 1993 - September 1, 1995
NORTH AMERICAN MANAGEMENT, INC.
January 5, 1990 - December 21, 1992
NORTH AMERICAN MANAGEMENT, INC.
April 30, 1987 - October 23, 1989
PFS INVESTMENTS INC.
May 5, 1982 - October 14, 1986
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFS EQUITIES, INC.
CRD#: 35464 / SEC#: , 8-46808
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
