SL
Stephen M. Lynch
WELLINGTON CONSULTING SERVICES
Delray Beach, FL
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CRD#: 1020915
SL
Professional summary
Stephen Michael Lynch is a registered financial advisor currently at WELLINGTON CONSULTING SERVICES INC located in Delray Beach, Florida.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Stephen has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Individual has been President of Wellington Retirement Solutions, Inc. since January 1, 2015 which is investment-related insomuch as it engages in third-party recordkeeping for company retirement plans and is associated with the RIA entity, Wellington Consulting Services, Inc. Individual spends about 25 hours per month, including securities trading hours) as an officer and manager for Wellington Retirement Solutions, Inc. at its following address:
Wellington Retirement Solutions, Inc.
936 Allamanda Drive
Delray Beach FL 33483
Individual is also Sec/Treas. of Wellington Financial Group, Inc. since October 19, 1990 which is associated with Wellington Consulting Services, Inc. but is no longer investment-related. Individual spends a de minimus amount of time in related duties as a company officer.
Other Business associations are as follows:
Round Table Partners
14325 Willard Rd., Suite 104
Chantilly, VA 20151
Investment-related: No
Business Type: Commercial Real Estate Holding/Management
Position/Title Managing Partner since 1/1/1997
Hours/Month 0
CMT9, LLC
936 Allamanda Drive
Delray Beach FL 33483
Investment-related: No
Business Type: Residential Real Estate Holding/Management
Position/Title Managing Partner since 10/10/2009
Hours/Month 10
Hornet Software, Inc.
936 Allamanda Drive
Delray Beach FL 33483
Investment-related: No
Business Type: Software Development
Position/Title President since 8/7/2002
Hours/Month 160
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 1993 - Present
WELLINGTON CONSULTING SERVICES INC
RIA
CRD#: 105837
Delray Beach, FL
Past
January 30, 1995 - December 31, 1998
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
BD
CRD#: 14538
TAMPA, FL
Past
November 28, 1989 - February 28, 1995
MERIDIAN, DUNHILL & CO., INC.
BD
CRD#: 15294
Past
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 1, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 11, 1981 - October 29, 1984
DERAND/PENNINGTON/BASS, INC.
BD
CRD#: 4679
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WELLINGTON CONSULTING SERVICES INC
WELLINGTON CONSULTING SERVICES INC
CRD#: 105837 / SEC#: 801-41552
RIA
Registered Investment Advisory firm - (6/1/1992 Approved)Arizona
Registered Investment Advisory firm - (5/22/2004 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/20/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
WC
WELLINGTON CONSULTING SERVICES INC
WELLINGTON CONSULTING SERVICES INC
CRD#: 105837 / SEC#: 801-41552
RIA
Registered Investment Advisory firm - (6/1/1992 Approved)Arizona
Registered Investment Advisory firm - (5/22/2004 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14325 Willard Road Suite 104, Chantilly, VA 20151-2110
Mailing Address
Phone number
(877) 836-1993
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,803 |
| AUM (Assets Under Management) | $ 1,305,263,534 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
