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BD

Bradford Bailing Dyer

CRD# 1020818·Registered 1982 - 1999
Previously Registered: Being a previously registered professional could mean that Bradford is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradford Bailing Dyer, who also goes by Brad Dyer, was a registered financial advisor. Bradford was a previously registered financial professional and started their career in finance 1982 - 1999. Bradford had worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Dyer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

MID ATLANTIC INVESTOR SERVICES, INC.·CRD# 31002
BD
Washington, DC
May 10, 1996 - September 15, 1999
MID ATLANTIC INVESTOR SERVICES, INC.·CRD# 31002
BD
Washington, DC
January 12, 1994 - June 20, 1994
FERRIS, BAKER WATTS, LLC·CRD# 285
BD
Baltimore, MD
March 13, 1991 - January 13, 1994
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
April 25, 1986 - January 16, 1996
ARUNDEL SECURITIES, INC.·CRD# 13050
BD
February 14, 1986 - March 14, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
January 27, 1982 - January 11, 1986

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Current Firm

MA
MID ATLANTIC INVESTOR SERVICES, INC.

MID ATLANTIC INVESTOR SERVICES, INC.

CRD#: 31002 / SEC#: 8-44925
BD
Terminated by SEC on 10/17/2003

Contact Information

Established

Maryland since 06/03/1992

Firm Type

Corporation

Fiscal Year End

February

Documents

Direct owners and executive officers

NamePositionCRD#
FERRIS, BAKER WATTS, INC.BENEFICAL OWNER/SHARE HOLDER—
CENTENO, PATRICIA R.CROP & SROP2239528
CLENDENIN, MARIA LYONSSECRETARY825675
HARTMAN, CRAIG ROBERTCFO/FINOP4413090
URBAN, THEODORE WALTERCCO, CLO, DIRECTOR & PRESIDENT1262488

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1982About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BD
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