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BD

Bradford B. Dyer

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CRD#: 1020818
BD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradford Bailing Dyer, who also goes by Brad Dyer, was a registered financial professional .

Bradford is a previously registered financial professional and started their career in finance in 1982. Bradford had worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brad Dyer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 10, 1996 - September 15, 1999

MID ATLANTIC INVESTOR SERVICES, INC.

BD
CRD#: 31002
WASHINGTON, DC
Past

January 12, 1994 - June 20, 1994

MID ATLANTIC INVESTOR SERVICES, INC.

BD
CRD#: 31002
WASHINGTON, DC
Past

March 13, 1991 - January 13, 1994

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
BALTIMORE, MD
Past

April 25, 1986 - January 16, 1996

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

February 14, 1986 - March 14, 1991

ARUNDEL SECURITIES, INC.

BD
CRD#: 13050
Past

January 27, 1982 - January 11, 1986

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/10/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MA
MID ATLANTIC INVESTOR SERVICES, INC.
MID ATLANTIC INVESTOR SERVICES, INC.

CRD#: 31002 / SEC#: , 8-44925

BD
Terminated by SEC on 10/17/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
Maryland since 06/03/1992
Firm type
Corporation
Fiscal year end
February
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FERRIS, BAKER WATTS, INC.BENEFICAL OWNER/SHARE HOLDER
CENTENO, PATRICIA R.CROP & SROP2239528
CLENDENIN, MARIA LYONSSECRETARY825675
HARTMAN, CRAIG ROBERTCFO/FINOP4413090
URBAN, THEODORE WALTERCCO, CLO, DIRECTOR & PRESIDENT1262488

Disclosures


Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MID ATLANTIC INVESTOR SERVICES, INC.

CRD#: 31002

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