HS
H. Raymond Sherry
THE SHERRY GROUP
Mountain Home, AR 72653
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CRD#: 1020805
HS
Professional summary
H. Raymond Sherry, who also goes by H Raymond Sherry, Harold Raymond Sherry, is a registered financial advisor currently at THE SHERRY GROUP, INC. located in Mountain Home, Arkansas and OSAIC WEALTH, INC. located in Mountain Home, Arkansas.
H. Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. H. Raymond has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
H Raymond Sherry | Harold Raymond Sherry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. H. RAYMOND SHERRY POSITION: Trustee NATURE: Family Trust for me and my wife Jeri where we own property of our own personal use. Home, cars, investment brokerage accounts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1444 CR 11, Mountain Home AR 72653, United States DESCRIPTION: Manage our Trusts personal assets 2. H. RAYMOND SHERRY POSITION: Owner of Rental Properties NATURE: Rental Properties I own Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1980 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: I rent my office building from myself and have a couple of small homes on my farm and in town that are rented 3. H. RAYMOND SHERRY POSITION: Owner NATURE: Farm that I own and sell hay off of and breed & sell horses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 1444 CR 11, Mountain Home AR 72653, United States DESCRIPTION: Grow hay and breed & sell horses 4. H. RAYMOND SHERRY POSITION: Insurance Sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1972 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: Life, Disability, Long Term Care insurance sales 5. THE SHERRY GROUP, INC. POSITION: Owner/Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2008 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: Owner/Advisor for independent RIA 6. OSAIC WEALTH, INC. POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 11/2018 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: registered representative
CRS (Client Relationship Summary) - RIA
Click below to view H. Raymond Sherry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2008 - Present
THE SHERRY GROUP, INC.
Office #1: 5 E. 6th Street, Mountain Home, AR 72653RIA
CRD#: 146271
Mountain Home, AR
Current
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 5 E. Sixth Street, Mountain Home, AR 72653RIA
BD
CRD#: 23131
Mountain Home, AR
Past
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MOUNTAIN HOME, AR
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MOUNTAIN HOME, AR
Past
August 7, 2000 - April 18, 2008
PARAGON ADVISORS LLC
RIA
CRD#: 106807
MOUNTAIN HOME, AR
Past
January 4, 1993 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
MOUNTAIN HOME, AR
Past
April 11, 1988 - February 8, 1993
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 2, 1982 - June 17, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THE SHERRY GROUP, INC.
THE SHERRY GROUP, INC.
CRD#: 146271 / SEC#: 801-133990
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (8/7/2025 Terminated)Florida
Registered Investment Advisory firm - (7/30/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/30/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/30/2025 Terminated)Texas
Registered Investment Advisory firm - (7/30/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/30/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/11/2022)
IAR
Arkansas(5/6/2008)
RR
Arkansas(11/2/2018)
RR
California(11/2/2018)
RR
Colorado(2/11/2022)
RR
Florida(11/2/2018)
RR
Georgia(11/2/2018)
IAR
Illinois(5/15/2012)
RR
Illinois(11/2/2018)
RR
Indiana(11/2/2018)
RR
Iowa(2/11/2022)
RR
Kentucky(11/2/2018)
RR
Louisiana(6/18/2025)
RR
Massachusetts(11/2/2018)
RR
Missouri(11/2/2018)
RR
North Carolina(11/2/2018)
RR
South Carolina(4/9/2020)
RR
Texas(11/2/2018)
IAR
Texas(5/20/2019)
RR
Wisconsin(11/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THE SHERRY GROUP, INC.
THE SHERRY GROUP, INC.
CRD#: 146271 / SEC#: 801-133990
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (8/7/2025 Terminated)Florida
Registered Investment Advisory firm - (7/30/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/30/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/30/2025 Terminated)Texas
Registered Investment Advisory firm - (7/30/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/30/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5 E. 6th Street, Mountain Home, AR 72653
Mailing Address
Phone number
(870) 425-8252
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 473 |
| AUM (Assets Under Management) | $ 111,867,695 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE SHERRY GROUP, INC.
CRD#: 146271Mountain Home, AR 72653TRUST BUT VERIFY
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