Robert L. Rankin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Rankin, who also goes by Bob Rankin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2021 - June 16, 2022
LAUREL WEALTH ADVISORS, INC.
October 16, 2019 - December 31, 2020
LAUREL WEALTH ADVISORS, INC.
July 1, 2003 - September 23, 2019
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 23, 2019
WELLS FARGO CLEARING SERVICES, LLC
May 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 24, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 11, 1992 - April 28, 2000
UBS FINANCIAL SERVICES INC.
August 23, 1984 - August 28, 1992
PRUDENTIAL EQUITY GROUP, LLC
December 15, 1981 - July 27, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAUREL WEALTH ADVISORS, INC.
CRD#: 157139 / SEC#: 801-72334
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,198 |
| AUM (Assets Under Management) | $ 2,383,239,170 |
Red Flags
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