Philip J. Fluegge

SPIRE WEALTH MANAGEMENT

Utica, MI 48317

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CRD#: 1020686

Professional summary

Philip James Fluegge is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Utica, Michigan and SPIRE SECURITIES, LLC located in Utica, Michigan.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Philip has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1A) PNF HOLDINGS LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 8344 HALL ROAD, SUITE 101, UTICA MI 48317 DESCRIPTION: Agent for GBU Life a Fraternal Organization in Pittsburgh PA. They offer a fixed annuities. 1B) PNF HOLDINGS LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2008 ADDRESS: 8344 HALL ROAD, SUITE 101, UTICA MI 48317 DESCRIPTION: Nabila K. Fluegge and I are each 50% members of PNF Holdings LLC. She is the lead manager of the records and financial records of the LLC. 3) KNIGHTSBRIDGE FINANCIAL: DBA to run Spire Securities and Spire Wealth business through. Established March 2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip James Fluegge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2018 - Present

SPIRE WEALTH MANAGEMENT, LLC

Office #1: 8344 Hall Road Suite 101, Utica, MI 48317

RIA

CRD#: 113908

Utica, MI

Current

February 28, 2018 - Present

SPIRE SECURITIES, LLC

Office #1: 8344 Hall Rd. Suite 101, Utica, MI 48317

CRD#: 144131

Utica, MI

Past

September 2, 2016 - December 20, 2017

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

UTICA, MI

Past

September 2, 2016 - December 20, 2017

FSC SECURITIES CORPORATION

CRD#: 7461

UTICA, MI

Past

July 20, 2010 - August 24, 2016

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

UTICA, MI

Past

January 16, 2008 - August 24, 2016

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

UTICA, MI

Past

December 20, 2007 - January 22, 2008

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

STERLING HEIGHTS, MI

Past

January 1, 1999 - January 22, 2008

OPPENHEIMER & CO. INC.

CRD#: 249

STERLING HEIGHTS, MI

Past

February 11, 1982 - January 1, 1999

FIRST OF MICHIGAN CORPORATION

CRD#: 311

DETROIT, MI

Past

December 11, 1981 - February 18, 1982

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/8/2018)

California
(10/12/2018)

Florida
(2/23/2024)

Illinois
(4/30/2018)

Indiana
(3/6/2018)

Kansas
(8/13/2021)

IAR

Michigan
(2/28/2018)

Michigan
(3/5/2018)

Minnesota
(3/6/2018)

New York
(9/11/2018)

North Carolina
(3/21/2018)

Oregon
(3/28/2018)

Pennsylvania
(3/28/2018)

Texas
(1/19/2025)

Virginia
(3/6/2018)

Washington
(4/13/2018)

Wisconsin
(12/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 5/19/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 7/1/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip J. Fluegge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip James Fluegge's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

FIRST OF MICHIGAN CORPORATION

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2008

Series 63

Date: 3/2/1982

SIE

Date: 10/1/2018

Series 15

Date: 5/19/1984

Series 7

Date: 11/21/1981

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 7/1/1997

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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