Philip J. Fluegge
Professional summary
Philip James Fluegge is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Utica, Michigan and SPIRE SECURITIES, LLC located in Utica, Michigan.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Philip has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip James Fluegge's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2018 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 8344 Hall Road Suite 101, Utica, MI 48317February 28, 2018 - Present
SPIRE SECURITIES, LLC
Office #1: 8344 Hall Rd. Suite 101, Utica, MI 48317September 2, 2016 - December 20, 2017
FSC SECURITIES CORPORATION
September 2, 2016 - December 20, 2017
FSC SECURITIES CORPORATION
July 20, 2010 - August 24, 2016
COMMONWEALTH FINANCIAL NETWORK
January 16, 2008 - August 24, 2016
COMMONWEALTH FINANCIAL NETWORK
December 20, 2007 - January 22, 2008
OPPENHEIMER & CO. INC.
January 1, 1999 - January 22, 2008
OPPENHEIMER & CO. INC.
February 11, 1982 - January 1, 1999
FIRST OF MICHIGAN CORPORATION
December 11, 1981 - February 18, 1982
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2018)
(10/12/2018)
(2/23/2024)
(4/30/2018)
(3/6/2018)
(8/13/2021)
(2/28/2018)
(3/5/2018)
(3/6/2018)
(9/11/2018)
(3/21/2018)
(3/28/2018)
(3/28/2018)
(1/19/2025)
(3/6/2018)
(4/13/2018)
(12/16/2019)
Exams
Series 15
Date: 5/19/1984
Foreign Currency Options ExaminationSeries 8
Date: 7/1/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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Company Information
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908Utica, MI 48317TRUST BUT VERIFY
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