Howard L. Winkler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Leslie Winkler was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1982. Howard had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1992 - February 10, 1995
MONTANO SECURITIES CORPORATION
July 25, 1988 - December 4, 1990
J. ALEXANDER SECURITIES, INC.
January 7, 1987 - September 7, 1988
CHESTNUT HILL SECURITIES,INC.
April 11, 1986 - December 19, 1986
FIRST STATEWIDE SECURITIES, INC.
July 26, 1984 - April 11, 1986
OAKWOOD SECURITIES, INC.
June 6, 1983 - June 27, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
April 14, 1982 - July 5, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 1982 - March 26, 1982
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MONTANO SECURITIES CORPORATION
CRD#: 7887 / SEC#: , 8-33085
Contact information
Documents
Red Flags
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