Mark S. Harries
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Sturman Harries, who also goes by Mark Sturham Harries, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 7 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1999 - July 6, 2009
RANGEMARK CAPITAL MARKETS, INC.
January 26, 1994 - April 25, 1997
CANTOR FITZGERALD SECURITIES
March 24, 1993 - March 6, 1998
MINT BROKERS
July 11, 1988 - March 13, 1990
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
October 3, 1983 - May 3, 1988
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 24, 1983 - September 29, 1983
E.A. MOOS & CO. L.P.
April 21, 1982 - May 16, 1983
HARTFIELD, TITUS & DONNELLY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RANGEMARK CAPITAL MARKETS, INC.
CRD#: 42025 / SEC#: , 8-49667
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
