Albert Safdie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Safdie was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1999. Albert had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2012 - February 3, 2014
SSC NY CORP.
November 12, 2002 - September 17, 2012
HAPOALIM SECURITIES USA, INC.
October 23, 2002 - November 12, 2002
MAXIM GROUP LLC
January 28, 2002 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
April 5, 2000 - October 16, 2001
NATIONAL CLEARING CORP.
July 27, 1999 - February 25, 2000
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SSC NY CORP.
CRD#: 29804 / SEC#: , 8-44559
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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