Stanley W. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Williams Burke, who also goes by Chip Burke III, Stanley Williams Burke III, Stanley Williams Iii Burke, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1991. Stanley had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2014 - January 14, 2016
MSI FINANCIAL SERVICES, INC.
July 18, 2012 - November 7, 2014
MML INVESTORS SERVICES, LLC
June 30, 2006 - May 23, 2012
AMERITAS INVESTMENT COMPANY, LLC
September 10, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
July 18, 2000 - September 18, 2003
MML INVESTORS SERVICES, LLC
December 8, 1999 - June 26, 2000
METROPOLITAN LIFE INSURANCE COMPANY
December 8, 1999 - June 26, 2000
MSI FINANCIAL SERVICES, INC.
March 30, 1999 - December 23, 1999
1ST GLOBAL CAPITAL CORP.
October 30, 1991 - April 21, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 30, 1991 - April 21, 1999
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationCurrent Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
