Joyce M. Desforges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Marie Desforges was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1981. Joyce had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 1990 - July 12, 1993
AMERICAN SECURITIES & RESEARCH CORPORATION
November 9, 1988 - June 1, 1990
CAMBRIDGE-NEWPORT COMPANY, INC.
December 18, 1981 - November 22, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN SECURITIES & RESEARCH CORPORATION
CRD#: 19404 / SEC#: , 8-37465
Contact information
Documents
Red Flags
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