Claire R. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claire Ruth Fox, who also goes by Claire Ruth Endrody, Claire Ruth Johnston, was a registered financial advisor .
Claire is a previously registered financial advisor and started their career in finance in 1982. Claire had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1997 - February 1, 2012
FOOTHILL SECURITIES, INC.
December 5, 1996 - February 1, 2012
FOOTHILL SECURITIES, INC.
November 19, 1989 - December 11, 1996
OSAIC WEALTH, INC.
July 18, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 22, 1984 - June 2, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
April 10, 1984 - October 31, 1984
CARDELL & ASSOCIATES, INCORPORATED
January 26, 1982 - April 9, 1984
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
