AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
ML

Melinda G. Legaye

Some features on this profile are disabled
CRD#: 1020091
ML

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melinda Greider Legaye, who also goes by Melinda S Greider, Melinda Sude Greider, Mimi Greider, Mimi Legaye, was a registered financial professional .

Melinda is a previously registered financial professional and started their career in finance in 1984. Melinda had worked at 29 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 22, Series 14, Series 27, Series 24, Series 53 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Melinda S Greider | Melinda Sude Greider | Mimi Greider | Mimi Legaye

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 11, 2018 - September 5, 2018

LINDEN THOMAS AND COMPANY SECURITIES, LLC

BD
CRD#: 290244
CHARLOTTE, NC
Past

March 12, 2015 - June 22, 2016

INTERTRADING SECURITIES

BD
CRD#: 153901
MIAMI, FL
Past

December 20, 2013 - September 4, 2014

SUNDIAL GROUP, LLC

BD
CRD#: 158367
FT. LAUDERDALE, FL
Past

December 9, 2013 - October 4, 2021

RCX CAPITAL GROUP, LLC

BD
CRD#: 114290
THE WOODLANDS, TX
Past

June 9, 2011 - September 27, 2012

PRIORITY CAPITAL INVESTMENTS, LLC

BD
CRD#: 150215
MAGNOLIA, TX
Past

May 25, 2010 - March 4, 2011

TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC

BD
CRD#: 129772
HOUSTON, TX
Past

January 8, 2010 - February 23, 2011

HARBOR INVESTMENT ADVISORY, LLC

BD
CRD#: 151085
BALTIMORE, MD
Past

June 8, 2009 - October 29, 2021

MOODY SECURITIES, LLC

BD
CRD#: 148771
HOUSTON, TX
Past

May 15, 2009 - March 23, 2010

KIPLING JONES & CO., LTD.

BD
CRD#: 144730
HOUSTON, TX
Past

December 20, 2006 - June 11, 2007

CBRE CAPITAL ADVISORS, INC.

BD
CRD#: 140565
DALLAS, TX
Past

May 24, 2001 - August 12, 2002

ANDERSEN CORPORATE FINANCE LLC

BD
CRD#: 108427
HOUSTON, TX
Past

November 15, 2000 - February 24, 2006

TECHNOLOGY CAPITAL MANAGEMENT, LLC

BD
CRD#: 104231
HOUSTON, TX
Past

August 30, 2000 - July 31, 2009

HITHERLANE PARTNERS, LLC

BD
CRD#: 46604
BOCA RATON, FL
Past

October 8, 1999 - June 14, 2000

DELANO GROUP SECURITIES, L.L.C.

BD
CRD#: 47619
WILMETTE, IL
Past

September 14, 1999 - August 28, 2000

HITHERLANE PARTNERS, LLC

BD
CRD#: 46604
BOCA RATON, FL
Past

March 10, 1999 - May 5, 1999

TRENDALYSIS SECURITIES, INC.

BD
CRD#: 28023
THE WOODLANDS, TX
Past

October 20, 1998 - February 28, 2003

WESTCOTT SECURITIES, LLC

BD
CRD#: 45532
HOUSTON, TX
Past

August 21, 1998 - July 19, 1999

HERNDON PLANT OAKLEY, LTD.

BD
CRD#: 44971
CORPUS CHRISTI, TX
Past

April 1, 1998 - March 30, 1999

TRI-STAR FINANCIAL

BD
CRD#: 32458
HOUSTON, TX
Past

August 21, 1997 - April 2, 1998

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

March 26, 1996 - July 20, 1999

ECT SECURITIES LIMITED PARTNERSHIP

BD
CRD#: 37446
Past

December 20, 1995 - July 20, 1999

ECT SECURITIES LIMITED PARTNERSHIP

BD
CRD#: 37446
HOUSTON, TX
Past

October 25, 1995 - April 24, 1997

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

April 18, 1994 - October 3, 1994

HARRIS WEBB & GARRISON, INC.

BD
CRD#: 28188
HOUSTON, TX
Past

February 2, 1994 - November 9, 1994

GLOBAL FINANCIAL SERVICES, L.L.C.

BD
CRD#: 35699
HOUSTON, TX
Past

November 30, 1992 - April 1, 2011

WM. H. MURPHY & CO., INC.

BD
CRD#: 27274
HOUSTON, TX
Past

March 26, 1991 - May 22, 1991

HARRIS WEBB & GARRISON, INC.

BD
CRD#: 28188
HOUSTON, TX
Past

February 20, 1991 - March 18, 1991

TRENDALYSIS SECURITIES, INC.

BD
CRD#: 28023
THE WOODLANDS, TX
Past

January 1, 1991 - September 26, 1991

WM. H. MURPHY & CO., INC.

BD
CRD#: 27274
HOUSTON, TX
Past

October 24, 1990 - October 11, 1996

WILLIAMS MACKAY JORDAN & CO., INCORPORATED

BD
CRD#: 27378
HOUSTON, TX
Past

February 15, 1989 - August 30, 1999

SUNBELT CAPITAL MANAGEMENT, INC.

BD
CRD#: 23479
HOUSTON, TX
Past

July 22, 1988 - May 16, 1991

NAVIGATOR SECURITIES LIMITED

BD
CRD#: 22373
OMAHA, NE
Past

November 26, 1986 - January 14, 1989

FIRST FINANCIAL ALLIANCE SECURITIES, INC.

BD
CRD#: 18522
Past

August 27, 1986 - October 22, 1986

EQUUS SECURITIES INCORPORATED

BD
CRD#: 16285
Past

January 4, 1984 - August 4, 1986

HORNE SECURITIES CORPORATION

BD
CRD#: 10565

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/6/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/30/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/30/2024
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 3/30/2024
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


LT
LINDEN THOMAS AND COMPANY SECURITIES, LLC
LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244 / SEC#: , 8-70026

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
516 N. Tryon Street, Charlotte, NC 28202
Mailing Address
516 N. Tryon Street, Charlotte, NC 28202
Phone number
(704) 554-8150
Established
North Carolina since 08/29/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LINDEN THOMAS AND COMPANY, LLCMEMBER
HUNT, DAVID LEEFINOP2772872
SMITH, DAVID LEONCCO/ROP/GENERAL SEC & MUNICIPAL PRINCIPAL2246779
THOMAS, STEPHEN LINDENMANAGING PRINCIPAL1789031

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244

TRUST BUT VERIFY

Monitor Melinda Legaye

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics