Michele F. Casler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Fulcher Casler, who also goes by Michele F Denning, Michele E Fulcher, Michele Elizabeth Fulcher, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1987. Michele had worked at 10 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2007 - August 30, 2013
PPA ADVISORY SERVICES, INC.
May 4, 2006 - August 30, 2013
PPA INVESTMENTS, INC.
November 4, 2005 - April 28, 2006
J.P. TURNER & COMPANY, L.L.C.
January 7, 2004 - September 14, 2004
THE STRATEGIC FINANCIAL ALLIANCE, INC.
January 7, 2004 - September 14, 2004
THE STRATEGIC FINANCIAL ALLIANCE, INC.
May 27, 2003 - January 20, 2004
RESOURCE ASSET MANAGEMENT, LLC
March 6, 1990 - January 20, 2004
RESOURCE SECURITIES CORPORATION
October 23, 1989 - November 24, 1989
H.A. KENNING INVESTMENTS,INC.
February 22, 1989 - July 22, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 9, 1988 - June 13, 1988
PRESCOTT, BALL & TURBEN, INC.
March 25, 1987 - November 16, 1987
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/21/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PPA ADVISORY SERVICES, INC.
CRD#: 125930 / SEC#: 801-66525
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
