Alan D. Kacic
Professional summary
Alan Dale Kacic is a registered financial professional currently at R.M. STARK & CO., INC. located in Tucson, Arizona.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1982. Alan has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Dale Kacic's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2000 - Present
R.M. STARK & CO., INC.
January 8, 1991 - March 24, 2000
SENTRA SECURITIES CORPORATION
October 25, 1989 - August 3, 1990
MORGAN STANLEY DW INC.
August 24, 1989 - October 12, 1989
LEHMAN BROTHERS INC.
November 28, 1988 - August 8, 1989
FIRST AMERICAN BILTMORE SECURITIES, INC.
May 20, 1988 - October 24, 1988
WALL STREET WEST, INC.
March 1, 1988 - May 28, 1988
SOURCE SECURITIES, INC.
May 6, 1982 - March 8, 1988
SECURITIES NETWORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2000)
(3/23/2000)
(4/15/2013)
(6/23/2023)
(11/4/2011)
(6/30/2005)
(11/10/2011)
(11/8/2023)
(12/9/2021)
(4/8/2022)
(5/23/2012)
(6/9/2014)
(7/22/2014)
(4/7/2015)
(11/21/2017)
Exams
FINRA
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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