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JG

Jenming Gee

CRD# 1019769·Registered 1982 - 1987
Previously Registered: Being a previously registered professional could mean that Jenming is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jenming Gee, who also goes by Gee Gee, was a registered financial advisor. Jenming was a previously registered financial professional and started their career in finance 1982 - 1987. Jenming had worked at 6 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gee Gee

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
August 21, 1986 - December 10, 1987
ATLAS CLEARING, INC.·CRD# 3777
BD
May 13, 1986 - August 18, 1986
TIDD, LACKEY AND CO., INC.·CRD# 16014
BD
June 17, 1985 - July 24, 1986
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
January 17, 1984 - January 28, 1985
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
June 30, 1983 - January 9, 1984
HAMMERBECK AND COMPANY, INC.·CRD# 1201
BD
May 24, 1982 - July 1, 1983

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Current Firm

JW
J. W. GANT & ASSOCIATES, INC.

J. W. GANT & ASSOCIATES, INC. | TRINITY SECURITIES OF TEXAS, INC.

CRD#: 7963 / SEC#: 8-30910
BD
Cancelled by FINRA on 08/17/1992

Contact Information

Established

Illinois since 12/27/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JG
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