Francis Feger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Feger, who also goes by Frank Feger, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1981. Francis had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2006 - May 6, 2016
BOSTON ADVISORS, LLC
June 28, 2002 - June 9, 2006
BOSTON ADVISORS, INC.
September 25, 2000 - June 3, 2002
BABSON UNITED INVESTMENT ADVISORS INC
October 4, 1989 - August 17, 2000
CHARLES SCHWAB & CO., INC.
May 30, 1984 - September 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
December 22, 1981 - May 15, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/20/1985
Foreign Currency Options ExaminationSeries 8
Date: 10/24/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BOSTON ADVISORS, LLC
CRD#: 140059 / SEC#: 801-66535
Contact information
Red Flags
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