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Francis Feger

CRD# 1019575·Registered 1981 - 2016
Previously Registered: Being a previously registered professional could mean that Francis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Francis Feger, who also goes by Frank Feger, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 1981 - 2016. Francis had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Feger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

BOSTON ADVISORS, LLC·CRD# 140059
RIA
Boston, MA
June 9, 2006 - May 6, 2016
BOSTON ADVISORS, INC.·CRD# 110981
RIA
Boston, MA
June 28, 2002 - June 9, 2006
BABSON UNITED INVESTMENT ADVISORS INC·CRD# 105069
RIA
Watertown, MA
September 25, 2000 - June 3, 2002
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
October 4, 1989 - August 17, 2000
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 30, 1984 - September 23, 1989
BECKER PARIBAS INCORPORATED·CRD# 7635
BD
December 22, 1981 - May 15, 1984

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Current Firm

BA
BOSTON ADVISORS, LLC

BOSTON ADVISORS, LLC

CRD#: 140059 / SEC#: 801-66535

Contact Information

Main Address

One Liberty Square, Boston, MA 02109

Documents

Latest Form ADV

Part 2 Brochures

BOSTON ADVISORS ADV PART 2A MARCH 2019_UPDATE (3/29/2019)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed May 1985

Series 3 — National Commodity Futures Examination

Passed Aug 1984About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1981About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1989

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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