Ralph Vincent Cerbone
Professional Summary
Ralph Vincent Cerbone, who also goes by Ralph V Cerbone, Ralph VIncent Cerbone Jr, Ralph Cerbone, was a registered financial advisor. Ralph was a previously registered financial professional and started their career in finance 1981 - 2014. Ralph had worked at 8 firms and has passed the Series 66, Series 63, Series 56, Series 25 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ralph V Cerbone, Ralph Vincent Cerbone Jr, Ralph Cerbone
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
WTS PROPRIETARY TRADING GROUP LLC
Contact Information
Established
Delaware since 07/09/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Jul 2014Series 25 — NYSE Trading Assistant Examination
Passed May 2009Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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